Banned and disqualified persons
ASIC publishes 7,212 people as banned or disqualified. This is a different register from the advisers one, and the two are shown separately here.
We do not match these names against advisers, and neither should you on sight. Names repeat. A namesake matched automatically would be accused of something they did not do, so this site keeps the two lists apart and leaves the judgement to you and to ASIC.
There is a second reason the lists differ. ASIC states that people banned before 31 March 2015 who never returned to the advice industry are not on the advisers register at all — they are only here. An adviser missing from one list is not therefore clear on the other.
Types of action recorded
| Type | People |
|---|---|
| Disq. Director | 4,656 |
| AFS Banned & Disqualified | 1,886 |
| Banned Securities | 284 |
| Credit Banned & Disqualified | 240 |
| Disqualified SMSF | 124 |
| Banned Futures | 22 |
Some of the entries
| Name | Type | From | To | Locality |
|---|---|---|---|---|
| AARDOOM, PETER | AFS Banned & Disqualified | 19/02/2025 | 18/02/2033 | New Farm, QLD |
| AARDOOM, PETER | AFS Banned & Disqualified | 19/02/2025 | 18/02/2033 | New Farm, QLD |
| AARDOOM, PETER | AFS Banned & Disqualified | 19/02/2025 | 18/02/2033 | New Farm, QLD |
| AARDOOM, PETER | AFS Banned & Disqualified | 19/02/2025 | 18/02/2033 | New Farm, QLD |
| ABBOTT, ANDREA | Disq. Director | 16/12/1996 | 16/12/2001 | Trentham, VIC |
| ABBOTT, BILL | Banned Securities | 29/03/1994 | 29/03/1999 | Templestowe Lower, VIC |
| ABBOTT, PETER JAMES | Disq. Director | 16/12/1996 | 16/12/2001 | Trentham, VIC |
| ABBOTT, STUART | Disq. Director | 08/05/2026 | 07/05/2029 | Pennant Hills, NSW |
| ABBOTT, STUART DAVID | Disq. Director | 08/05/2026 | 07/05/2029 | Lindfield, NSW |
| ABDALLA, ANASS | AFS Banned & Disqualified | 27/06/2024 | — | Kuraby, QLD |
| ABDALLA, ANASS | AFS Banned & Disqualified | 27/06/2024 | — | Kuraby, QLD |
| ACCARY, NORMAN | Disq. Director | 16/04/1991 | 16/04/1996 | Endeavour Hills, VIC |
| ACKER MICHAEL, FREDRIC | Disq. Director | 05/06/2006 | 05/06/2016 | Address Unknown, ADDRESS UNKNOWN |
| ACKER, FREDRIC | Disq. Director | 05/06/2006 | 05/06/2016 | Burleigh Heads, QLD |
| ACKER, FREDRIC MICHAEL | Disq. Director | 05/06/2006 | 05/06/2016 | Burleigh Heads, QLD |
| ACKER, FREDRIC MICHAEL | Disq. Director | 05/06/2006 | 05/06/2016 | Address Unknown, ADDRESS UNKNOWN |
| ACKER, MICHAEL FREDRIC | Disq. Director | 05/06/2006 | 05/06/2016 | Burleigh Heads, QLD |
| ACKER, MICHAEL_FREDERIC | Disq. Director | 05/06/2006 | 05/06/2016 | Burleigh Heads, QLD |
| ACKERMAN, FREDERICK STEVEN | AFS Banned & Disqualified | 16/09/2021 | 15/09/2025 | Toowoomba, QLD |
| ACKERMAN, FREDERICK STEVEN | AFS Banned & Disqualified | 16/09/2021 | 15/09/2025 | Toowoomba, QLD |
| ACKERMAN, FREDRICK STEVEN | AFS Banned & Disqualified | 16/09/2021 | 15/09/2025 | Toowoomba, QLD |
| ACWORTH, WARREN SCOTT | AFS Banned & Disqualified | 07/02/2020 | — | Manly West, QLD |
| ADAM, RUSSELL WILLIAM | Disq. Director | 11/12/1987 | 11/12/1992 | Bondi, NSW |
| ADAM, RUSSELL WILLIAM | Disq. Director | 20/11/2012 | 19/11/2016 | Brighton-Le-Sands, NSW |
| ADAM, RUSSELL WILLIAM | Disq. Director | 20/11/2012 | 19/11/2016 | Botany, NSW |
| ADAMS, CHRISTOPHER ROSS | Disq. Director | 01/10/2010 | 31/03/2012 | Nimmitabel, NSW |
| ADAMS, CHRISTOPHER ROSS | Disq. Director | 01/10/2010 | 31/03/2012 | Kydra, NSW |
| ADAMS, CON | Disq. Director | 13/06/2007 | 13/06/2011 | Ashfield, NSW |
| ADAMS, CRAIG | Disq. Director | 29/09/2020 | 28/03/2022 | Manly, NSW |
| ADAMS, CRAIG | Disq. Director | 29/09/2020 | 28/03/2022 | Strathfield, NSW |
| ADAMS, CRAIG MATTHEW | Disq. Director | 29/09/2020 | 28/03/2022 | Cronulla, NSW |
| ADAMS, CRAIG MATTHEW | Disq. Director | 29/09/2020 | 28/03/2022 | Manly, NSW |
| ADAMS, DARRYL | Disq. Director | 08/12/1987 | 08/12/1992 | Caves Beach, NSW |
| ADAMS, HELEN LORRAINE | Disq. Director | 08/12/1987 | 08/12/1992 | Caves Beach, NSW |
| ADAMSON, MARK GORDON | AFS Banned & Disqualified | 29/05/2015 | 28/05/2025 | Arundel, QLD |
| ADAMSON, MARK GORDON | AFS Banned & Disqualified | 29/05/2015 | 28/05/2025 | Arundel, QLD |
| ADKINS, JOHN WILLIAM | Banned Securities | 03/08/2001 | 20/10/2002 | Black Rock, VIC |
| ADLER, RODNEY STEPHEN | Disq. Director | 09/09/2002 | 09/09/2022 | Address Unknown, ADDRESS UNKNOWN |
| ADRIAN CORSELLO, ADRIAN | Disq. Director | 27/05/2014 | 26/02/2016 | Kew East, VIC |
| ADRIAN, CORONNO | Disq. Director | 17/12/2020 | 16/12/2025 | Address Unknown, ADDRESS UNKNOWN |
This is a copy of a public register, collected on 2026-08-19. A banning has a start and an end date, and many here have expired. Read the entry at ASIC before drawing a conclusion about anyone.