asic-advisers

Who authorises financial advisers

An adviser does not hold a licence — they are authorised by someone who does. 4,081 licensees appear on the register; the 203 with at least 60 advisers have a page.

Licensees with a page, most advisers first
LicenseeAdvisers, everCurrently authorisedWith disciplinary action
AKUMIN FINANCIAL PLANNING PTY LIMITED3,4641,40521
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD2,14320
CHARTER FINANCIAL PLANNING LIMITED1,76995711
COUNT FINANCIAL LIMITED1,4856646
COMMONWEALTH FINANCIAL PLANNING LIMITED1,4686804
A.C.N. 155 907 681 PTY LTD1,409826
NATIONAL AUSTRALIA BANK LIMITED1,2975828
GWM ADVISER SERVICES PTY LTD1,2786168
WESTPAC BANKING CORPORATION1,2335897
SYNCHRON ADVICE PTY LTD1,15254111
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED1,0484348
PROFESSIONAL INVESTMENT SERVICES PTY LTD97438013
MORGANS FINANCIAL LIMITED9405856
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD91737811
SECURITOR FINANCIAL GROUP PTY LIMITED8564006
RI ADVICE GROUP PTY LTD8294894
INTERPRAC FINANCIAL PLANNING PTY LTD81241016
HILLROSS FINANCIAL SERVICES LIMITED7913841
FINANCIAL WISDOM LIMITED7563676
CONSULTUM FINANCIAL ADVISERS PTY LTD7554965
ALLIANCE WEALTH PTY LTD7165145
GPS WEALTH LTD6902382
MACQUARIE EQUITIES LIMITED65436311
DOVER FINANCIAL ADVISERS PTY LTD63821416
LIFESPAN FINANCIAL PLANNING PTY LTD6353913
MERIT WEALTH PTY LTD587630
CAPSTONE FINANCIAL PLANNING PTY LTD5743524
BRIDGES FINANCIAL SERVICES PTY LIMITED5543401
AWARE FINANCIAL SERVICES AUSTRALIA LIMITED5473282
INFOCUS SECURITIES AUSTRALIA PTY LTD5353119
ORD MINNETT LIMITED5333480
FORTNUM PRIVATE WEALTH LTD5253702
PERSONAL FINANCIAL SERVICES LTD5232891
AFFINIA FINANCIAL ADVISERS PTY LTD5012218
LONSDALE FINANCIAL GROUP PTY LTD4842463
CLASSIC CLUBS LIMITED47900
BELL POTTER SECURITIES LIMITED4782181
FINDEX ADVICE SERVICES PTY LTD4342880
SHAW AND PARTNERS LIMITED4252469
FINANCIAL SERVICES PARTNERS PTY LIMITED4132004
CANACCORD GENUITY FINANCIAL LIMITED4082470
MATRIX PLANNING SOLUTIONS LIMITED4032623
PSK ADVISORY SERVICES PTY LTD4012461
AON HEWITT FINANCIAL ADVICE LIMITED4011323
MAGNITUDE GROUP PTY LTD3902282
APOGEE FINANCIAL PLANNING PTY LTD3902125
A.P.V.C. LTD.39000
GENESYS WEALTH ADVISERS PTY LIMITED3891916
INDUSTRY FUND SERVICES LIMITED3722232
JBWERE LTD3602111
GPL (VIC) PTY LTD3541973
A.C.N. 133 593 012 PTY LTD3521494
SHADFORTH FINANCIAL GROUP LIMITED3442250
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD3181881
JIGSAW SUPPORT SERVICES PTY LIMITED3071246
ULTIQA LIFESTYLE PROMOTIONS LIMITED30120
NEXTGEN FINANCIAL GROUP PTY LTD2939111
GUARDIANFP PTY LIMITED2861065
SENTRY ADVICE PTY LTD2701882
MADISON FINANCIAL GROUP PTY LTD2601466
WEALTH TODAY PTY LTD258983
PERPETUAL TRUSTEE COMPANY LIMITED2571720
WEALTHSURE PTY LTD2531047
VIRIDIAN ADVISORY PTY LTD2481931
MERITUM FINANCIAL GROUP PTY LTD2451116
PARAGEM PTY LIMITED2341540
FIDUCIAN FINANCIAL SERVICES PTY LTD2341382
SMSF ADVICE PTY LIMITED232253
ACN 128 650 037 PTY LIMITED230502
MUFG RETIRE360 PTY LIMITED2221262
FITZPATRICKS PRIVATE WEALTH PTY LTD2221300
SUNCORP FINANCIAL SERVICES PTY LTD220672
WILSONS ADVISORY AND STOCKBROKING LIMITED2181343
SPARK ADVISORS AUSTRALIA PTY LTD2131322
SPECIALISED PRIVATE CAPITAL WHOLESALE PTY LTD2121200
MACQUARIE BANK LIMITED2081591
ACN 130 288 578 PTY LTD205824
MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD2051092
ART FINANCIAL ADVICE PTY LTD200930
E.L. & C. BAILLIEU PTY LIMITED2001030
FUTURO FINANCIAL SERVICES PTY LTD1981011
SPECTRUM WEALTH ADVISERS PTY LTD194375
NEO FINANCIAL SOLUTIONS PTY LTD194737
SENTRY FINANCIAL PLANNING PTY LTD181763
INSIGHT INVESTMENT SERVICES PTY LTD1811131
QINVEST LIMITED1791000
TOTAL FINANCIAL SOLUTIONS AUSTRALIA PTY LTD177858
POLITIS INVESTMENT STRATEGIES PTY LTD177641
A.C.N. 116 900 362 LIMITED176868
MYPLANNER PROFESSIONAL SERVICES PTY LTD171737
A.C.N. 140 520 225 PTY LTD164647
OREANA FINANCIAL SERVICES PTY LTD1641340
AKAMBO PTY LTD163740
SENTRY FINANCIAL SERVICES PTY LTD162590
EVANS AND PARTNERS PTY. LTD.1591050
UNISUPER MANAGEMENT PTY. LTD.1581160
LGT WEALTH MANAGEMENT LIMITED158471
AIW DEALER SERVICES PTY LTD157684
AIA FINANCIAL SERVICES PTY LIMITED156740
BOMBORA ADVICE PTY LTD1531010
FIRST STATE SUPER FINANCIAL SERVICES PTY LTD153732
FYG PLANNERS PTY LTD152901
DIXON ADVISORY & SUPERANNUATION SERVICES PTY LIMITED151720
BENDIGO FINANCIAL PLANNING LIMITED150520
AAA FINANCIAL INTELLIGENCE LTD147354
CRAIGS INVESTMENT PARTNERS LIMITED14100
ADVICE EVOLUTION PTY LTD139951
COMMONWEALTH PRIVATE LIMITED139810
THE ADVICE EXCHANGE PTY LTD137671
CLIMB WEALTH PTY LTD136370
SHARTRU WEALTH MANAGEMENT PTY LTD135782
ELDERS FINANCIAL PLANNING PTY LTD129522
GODFREY PEMBROKE GROUP PTY LTD128880
SIRA GROUP PTY LTD128620
FINANCIAL INDEX AUSTRALIA PTY LTD128900
HNW PLANNING PTY LTD127441
HUNTER GREEN PTY LTD123572
ANNE STREET PARTNERS FINANCIAL SERVICES PTY LTD123632
ALPHA INVESTMENT MANAGEMENT PTY LTD121463
PGW FINANCIAL SERVICES PTY LTD120680
LIBERTAS FINANCIAL PLANNING PTY LTD120511
EUROZ HARTLEYS LIMITED120850
LIONSGATE FINANCIAL GROUP PTY. LTD.119575
AXIES PTY. LTD.115670
APS MELB PTY LTD112553
ORD MINNETT FINANCIAL PLANNING PTY LIMITED109760
THE SMSF EXPERT PTY LTD10711
AUSTRALIAN MORTGAGE AND FINANCIAL ADVISERS PTY LTD106533
AVALONFS PTY LTD106620
SWIFT FINANCIAL PLANNING PTY LTD102400
INTEGRITY FINANCIAL PLANNERS PTY. LTD.101530
BOSTON REED PTY LTD100562
SENTINEL PRIVATE WEALTH PTY LTD100277
CONSILIUM ADVICE PTY LTD99381
EP FINANCIAL SERVICES PTY LTD97681
BLUEWATER FINANCIAL ADVISORS PTY LTD97591
FINCHOICE PTY LTD95591
NEXTPLAN FINANCIAL PTY LTD93530
VICSUPER PTY LTD92431
SGN FINANCIAL PTY LTD91720
PREMIUM WEALTH MANAGEMENT PTY LTD90330
BONGIORNO WEALTH MANAGEMENT PTY LTD89440
GUIDEWAY FINANCIAL SERVICES PTY LTD89550
AUSURE PTY LTD87380
A.C.N. 603 037 510 PTY LTD87543
PHILLIP CAPITAL LIMITED87240
UNISON ADVICE SERVICES LTD86271
H.E.S.T. AUSTRALIA LTD.86400
LIFESTYLE ASSET MANAGEMENT PTY LTD85554
PREMIUM ADVISORY PTY LTD85301
OLIVE FINANCIAL MARKETS PTY LTD85203
ADVICE ASSIST AUSTRALIA PTY LTD84750
AAN WEALTH MANAGEMENT PTY LTD84612
FORTNUM ADVICE PTY LTD83710
RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.82171
PICTURE WEALTH ADVISORY PTY LTD82720
LAVERNE CAPITAL PTY LTD8270
CONVERA AUSTRALIA PTY LTD8260
ASVW FINANCIAL SERVICES PTY LTD81730
BW FINANCIAL ADVICE PTY LIMITED81350
ADVISER NETWORK PTY LTD81350
ACTUATE ALLIANCE SERVICES PTY LTD79301
CARESUPER ADVICE PTY LTD79451
HAVANA FINANCIAL SERVICES PTY LTD77591
AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED77510
HENDERSON MATUSCH PTY LTD77290
FUTURE ASSIST FINANCIAL SERVICES GROUP PTY LTD76281
GOLD FINANCIAL PTY LTD75131
PRIMESTOCK SECURITIES LIMITED75292
FIRST FINANCIAL PTY LTD75590
GALLAGHER BENEFIT SERVICES PTY LTD74460
CHPW FINANCIAL PTY LTD73420
BALLAST FINANCIAL MANAGEMENT PTY LTD73194
PRICEWATERHOUSECOOPERS SECURITIES LTD7300
MY ADVISER PTY LTD72242
RSM FINANCIAL SERVICES AUSTRALIA PTY LTD72560
MYONLINEADVISERS PTY LTD72150
UNITED SUPER PTY LTD72330
KODA CAPITAL PTY LTD71540
EVERMORE MONEY MANAGEMENT PTY LTD70321
TVISION PTY LTD69271
IPRAXIS PTY LTD68202
CLUB HOLIDAYS AUSTRALIA LIMITED6650
SECURINVEST FINANCIAL PLANNERS PTY. LTD.65271
HERITAGE AND PEOPLE'S CHOICE LIMITED65360
CUSTOM HOUSE CURRENCY EXCHANGE (AUSTRALIA) PTY. LIMITED6550
LOYALTY FINANCIAL SERVICES PTY LTD64451
LIFE PLAN FP PTY LTD64131
EUROZ HARTLEYS SECURITIES PTY LTD63300
TOGETHR FINANCIAL PLANNING PTY LTD63351
MCA FINANCIAL PLANNERS PTY. LTD.62271
MASU FINANCIAL MANAGEMENT PTY LTD62200
APT WEALTH PARTNERS PTY LTD62410
AD ADVISORY SERVICES PTY LTD61412
CIP LICENSING LIMITED61250
MERCER SUPERANNUATION (AUSTRALIA) LIMITED61340
ORACLE INVESTMENT MANAGEMENT PTY LTD61380
COBALT ADVISERS PTY LTD60490
WEALTH TRAIL PTY LTD60471
CHUBB INSURANCE AUSTRALIA LTD60144
COMMONWEALTH BANK OF AUSTRALIA60310
BROUGHAM & VAUX (AUST.) PTY LTD6081
TAYLOR COLLISON LIMITED60230